Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Wedgeworth (Wedgeworth), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wedgeworth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on November 13, 2024.
Claimant alleges REIT purchased was unsuitable.
