Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Engelbrecht (Engelbrecht), currently associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Engelbrecht recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $12,389.00 on October 28, 2024.
Customer alleges the liquidation of a security as part of an account transfer was unexpected and resulted in unanticipated tax consequences.
