Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Jeffrey Arsenault (Arsenault) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Arsenault was employed by J. Alden Associates, Inc. at the time of the activity. If you have been a victim of Arsenault’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a pending customer complaint on October 11, 2024.
Please refer to SEC Case 3:24-cv-01633\, \, Misappropriation of client assets in the amount of $4,100,000.
