Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffery Sprague (Sprague), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sprague recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $70,000.00 on November 08, 2024.
The client alleges that representative failed to disclose all material facts that could occur to the investment.
