Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jean Mondestil (Mondestil), currently associated with Oppenheimer & Co. Inc., has at least one disclosable event. These events include one customer complaint, alleging that Mondestil recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,931.00 on November 17, 2024.
Client alleged registered representative’s recommendation of principal protected market-linked CD was not consistent with her investment income objective.
