Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jared Tims (Tims), currently associated with Osaic Wealth, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Tims recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on August 30, 2024.
Claimant alleges their representative recommended an unsuitable oil and gas program.
