Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Janice Youngblood (Youngblood), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Youngblood recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $18,700.00 on January 22, 2025.
Customer alleges that advisor made unauthorized sale of stock in October 2022 to cover required minimum distribution.
