Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Janete Rivera Michel (Rivera Michel), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Rivera Michel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,900,000.00 on August 23, 2024.
Claimant alleges that the investment recommendation made in 2015 was unsuitable because it underperformed the market and seeks well managed portfolio damages.
