Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Marrero (Marrero), previously associated with American Portfolios Financial Services, Inc., has at least one disclosable event. These events include one tax lien, alleging that Marrero recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on September 03, 2024.
Respondent Marrero failed to respond to FINRA requests for information.
