Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jack Wong (Wong), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Wong recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on February 26, 2025.
Claimant alleges, inter alia, unsuitability with respect to investments in managed accounts- June 2021 to September 2023
