Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker J. Brian Glaze (Glaze), currently associated with Avantax Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Glaze recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on June 13, 2024.
Customer alleged their investments were not suitable.
