Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Isaiah Williams (Williams) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Williams was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated at the time of the activity. If you have been a victim of Williams’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a pending customer complaint on December 05, 2024.
Client alleges misappropriation, unsuitable asset allocation strategy, misrepresentations and an improper outside business activity.
