Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Iliasser Arias (Arias), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Arias recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,699,336.00 on September 23, 2024.
Allegations were made that without authorization on or about July 2021 funds from a business account were misappropriated to personal accounts held by family members.
