IFP Securities

Broker Brendan Kelly in Ifp Securities, LLC Firm Has Customer Complaint

March 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brendan Kelly (Kelly), currently associated with Ifp Securities, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Kelly recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $450,000.00 on October 02, 2024.

Customer alleges that between 2013 and 2018, representative recommended unsuitable investments in high risk and illiquid convertible notes and business development companies.

There are Recent Customer Complaints with Broker Justin Connors in Firm Ifp Securities, LLC

March 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin Connors (Connors), currently associated with Ifp Securities, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Connors recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on October 14, 2024.

Respondent promoted GWG as carrying minimal risk and materially \, misrepresented the actual risks of these investments including, but not limited to: \, the strength of the underlying collateral; the risk of loss of principal; and that \, investors such as Claimants were not being properly compensated for investing in \, high-risk debt securities in exchange for just a limited upside return.

Broker Matthew Hiss in Ifp Securities, LLC Firm Has Customer Complaint

February 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Hiss (Hiss), currently associated with Ifp Securities, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Hiss recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on November 04, 2024.

Client alleges Mr. Hiss improperly recommended a high-risk, speculative alternative investments, namely, GWG Holdings, Inc. and that Mr. Hiss represented that GWG bonds were conservative investments appropriate with their investment objectives and that the bonds would pay consistent interest. Both firm and representative deny the claim(s) and intend to rigorously contest the matter.