Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Iam Aguilar (Aguilar), previously associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one regulatory event, alleging that Aguilar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on July 30, 2024.
Respondent Aguilar failed to respond to FINRA requests for information.
