Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hugh Barndollar (Barndollar), previously associated with Crown Capital Securities, L.P., has at least 3 disclosable events. These events include 2 customer complaints, one regulatory, alleging that Barndollar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on February 24, 2025.
Barndollar is subject to the revocation, restriction or suspension of registration by being subject to an awc in finra and failed to timely amend u4 form for a written complaint and arbitration settelement
