Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Huanwei Huang (Huang), currently associated with Glendale Securities, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Huang recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $580,000.00 on September 21, 2024.
BREACH OF DUTY, CONVERSION, FRAUD AND MISREPRESENTATION, UNJUST ENRICHMENT, NEGLIGENCE, EXTREME EMOTIONAL DISTRESS. TIME PERIOD: BETWEEN 2020-2023
