Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hector Crespo (Crespo), currently associated with Aegis Capital Corp., has at least one disclosable event. These events include one customer complaint, alleging that Crespo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on August 29, 2024.
Time frame: Unspecified. Claimant alleges unsuitable investments.
