Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Knoblauch (Knoblauch), currently associated with Haywood Securities (usa) Inc., has at least one disclosable event. These events include one customer complaint, alleging that Knoblauch recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $216,700.00 on August 30, 2024.
The Statement of Claim alleges claims arising out of investments that Claimants contend were unsuitable for them.
