Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Guy Steele (Steele), currently associated with Edward Jones, has at least one disclosable event. These events include one tax lien, alleging that Steele recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on October 28, 2024.
Rendered investment advice, from a location within Florida, without being registered by the Office.
