According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Miles (Miles), previously associated with Green Vista Capital, LLC, has at least 13 disclosable events. These events include 13 customer complaints, alleging that Miles recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on January 15, 2025.
Claimant alleges reasonable basis unsuitability; breach of fiduciary duty; negligemce/gross negligence/negligence per se; negligent misrepresentation; interntional misrepresentation/omission; aiding and abetting a fraud; negligent hiring, retention, supervision; breach of contract; equitable rescission, and declaration judgment.