Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Amanatides (Amanatides), currently associated with David Lerner Associates, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Amanatides recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $92,175.00 on September 27, 2024.
Allegations: breach of fiduciary duty, unsuitability, misrepresentation/omission in connection with E11 and E12.\, \, Allegation period: December 16, 2015 the date of first purchase of E11 to September 27, 2024 the date the SOC was received.
