Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Geena Cha (Cha), previously associated with Farmers Financial Solutions, LLC, has at least one disclosable event. These events include one tax lien, alleging that Cha recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on November 04, 2024.
Allegation that agent improperly rated 14 policyholders to widowed from single, separated and divorced.
