Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Garry Martin (Martin), currently associated with Raymond James Financial Services, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $191,000.00 on December 19, 2024.
The client alleged the advisor set up accounts incorrectly and disbursed funds to wrong account types causing a taxable event. Allegation Activity Date: 12/13/2024.
