Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gail Milon (Milon), previously associated with Ele Wealth Advisors, Inc., has at least 2 disclosable events. These events include 2 tax liens, alleging that Milon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on September 09, 2024.
Respondent Milon failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
