Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gabriel Cooperman (Cooperman), currently associated with UBS Financial Services Inc., has at least one disclosable event. These events include one customer complaint, alleging that Cooperman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on November 08, 2024.
Time Frame: November 7th, 2024 to November 8th, 2024\, What were the allegations against the individual – The client alleges that her Financial Advisor failed to put in her trade as instructed.
