Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frederick Hilton (Hilton), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hilton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on January 15, 2025.
Customer alleges that investments made in 2021 were unsuitable for the customers’ investment objectives and risk tolerance.
