Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Fred Fryer (Fryer), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Fryer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $55,423.00 on February 13, 2025.
Client alleged advisor gave incorrect advice regarding IRA rollover rules resulting in a tax implication. Allegation Activity Dates: 7/01/2024 – 9/10/2024.
