Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that advisor Narinder Singh (Singh) has multiple client complaints concerning allegations that he engaged in the sales of investments in a company he controlled called Express Asset and Wealth Management, Inc. (Express Asset) among other allegations. According to BrokerCheck records, Singh was formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm Farmers Financial Solutions, LLC (Farmers Financial). If you have been a victim of Singh’s alleged misconduct our firm may be able to assist you in recovering funds.
In December 2019 a customer complained that Singh violated the securities laws by alleging that Singh solicited him to invest $50,000 in an investment contract guaranteeing 5% interest for six months to a company controlled by Singh. The claim alleged $16,500 in damages and is currently pending.
In September 2019 a customer complained that Singh violated the securities laws by alleging that Singh induced them to invest $412,500 into an investment contracts with a company Singh controlled called Express Asset and Wealth Management, Inc. Claimants alleged that the first investment of $300,000 was made in January 2015 and second investment of $112,500 was made in January 2017. The claim alleged $1,237,500 in damages and is currently pending.
According to Singh’s publicly disclosed records the he has no disclosed outside business activities.