Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eva Ovejero (Ovejero), currently associated with Raymond James & Associates, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Ovejero recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,275,000.00 on September 23, 2024.
Client’s attorney alleges, inter alia, that by way of negligence, misrepresentation, and a breach of fiduciary duty, the client was induced to invest with a third-party in investments managed and held away from Morgan Stanley.
