Equitable Advisors

Broker Maurice Gelfo in Equitable Advisors, LLC Firm Has Customer Complaint

April 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maurice Gelfo (Gelfo), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gelfo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on March 05, 2025.

Customer alleges the RR misrepresented sales fees and surrender penalties for VUL Policy sold in 2021.

Broker Chun Elmejjad in Equitable Advisors, LLC Firm Has Customer Complaint

April 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chun Elmejjad (Elmejjad), previously associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Elmejjad recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on March 18, 2025.

Beneficiary alleges RR Elmejjad misappropriated funds in connection with a loan that the RR accepted from the client.

There are Recent Customer Complaints with Broker Yvonne Redmond in Firm Equitable Advisors, LLC

April 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Yvonne Redmond (Redmond), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Redmond recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $68,300.00 on March 17, 2025.

Customer alleges issues with investment disclosures at time of sale in 2013.

There are Recent Customer Complaints with Broker Elisha Weiss in Firm Equitable Advisors, LLC

April 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elisha Weiss (Weiss), currently associated with Equitable Advisors, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Weiss recommended

investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on August 14, 2024.

There are Recent Customer Complaints with Broker Norbert Filian in Firm Equitable Advisors, LLC

April 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Norbert Filian (Filian), currently associated with Equitable Advisors, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Filian recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on August 14, 2024.

Claimant alleges REIT purchased was unsuitable.

Broker Neal Hayias in Equitable Advisors, LLC Firm Has Customer Complaint

April 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Neal Hayias (Hayias), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hayias recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on August 14, 2024.

Claimant alleges REIT purchased was unsuitable.

There are Recent Customer Complaints with Broker Michael Leone in Firm Equitable Advisors, LLC

April 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Leone (Leone), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one regulatory event, alleging that Leone recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on August 22, 2024.

Th State of California Department of Insurance alleges that RR did not notify them within 30 days of a [previously reportable matter].

There are Recent Customer Complaints with Broker Henry Swan in Firm Equitable Advisors, LLC

March 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Henry Swan (Swan), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Swan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on January 28, 2025.

Claimant alleges RR Swan made misrepresentations and failed to disclose fees in connection with a deferred-compensation plan and variable life insurance policies.

There are Recent Customer Complaints with Broker Christine Gammill in Firm Equitable Advisors, LLC

March 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christine Gammill (Gammill), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gammill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $40,000.00 on January 24, 2025.

Claimant alleges RR Gammill made unsuitable investment recommendations in connection with her alternative investments.

There are Recent Customer Complaints with Broker Victor Torres in Firm Equitable Advisors, LLC

March 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Victor Torres (Torres), currently associated with Equitable Advisors, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Torres recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on October 30, 2024.

Claimants allege unsuitable recommendations with respect to two variable life insurance policies sold by RR Torres as tax shields.