Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eliezer Rappaport (Rappaport), previously associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one regulatory event, alleging that Rappaport recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on August 20, 2024.
A health insurance client used the agent’s residential address to enroll in a Maryland specific health insurance plan, with the approval of the agent to utilize his address although it was not the address of the out-of-state client.
