Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Kasperavich (Kasperavich), currently associated with Stonecrest Capital Markets, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Kasperavich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $390,000.00 on February 28, 2024.
Stonecrest Capital Markets, Inc. (the ‘Firm’) received a FINRA arbitration notice on February 28, 2024, from Mr. [REDACTED], directed against Registered Representatives Edward Kasperavich (CRD#4970038) and Deborah Stackpole (CRD#4969850). The complaint lodged allegations of Poor Recommendation/Poor Advice concerning an investment made by Mr. [REDACTED] in GWG Holdings, LLC L-Bonds and in Northstar Healthcare Income, Inc . The complaint highlights concerns regarding the quality of the recommendations and advice provided by the aforementioned registered representatives in relation to Mr. [REDACTED]’s investment of $300,000.00 in GWG Holdings L-Bonds and $90,000 loss in his investment in Northstar Healthcare Income, Inc. from 2019 to 2023.
