Edward Jones

Broker Robert Tiegs in Edward Jones Firm Has Customer Complaint

April 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Tiegs (Tiegs), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Tiegs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on February 26, 2025.

The client alleges gains on exchanges were not offset by losses resulting in $10,000 additional taxes and impact to social security.

There are Recent Customer Complaints with Broker Melinda Woll in Firm Edward Jones

April 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Melinda Woll (Woll), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Woll recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 01, 2025.

The alleges unauthorized selling of GEV stock.

Broker Nancy Clark in Edward Jones Firm Has Customer Complaint

April 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nancy Clark (Clark), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Clark recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $24,432.00 on March 13, 2025.

The client alleges they were not informed of the tax consequences of selling Trane stock.

Broker Francisco Escalera in Edward Jones Firm Has Customer Complaint

April 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Francisco Escalera (Escalera), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Escalera recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on August 01, 2024.

The client alleges unsuitable investments from December 2020 through May 2022.

Broker Aaron Wilkinson in Edward Jones Firm Has Customer Complaint

April 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Aaron Wilkinson (Wilkinson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Wilkinson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $173,000.00 on August 02, 2024.

The clients allege the financial advisor failed to follow instructions and did not invest the cash in their accounts.

There are Recent Customer Complaints with Broker Robert Hesse in Firm Edward Jones

April 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Hesse (Hesse), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hesse recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,201.70 on August 28, 2024.

The client purchased a zero-coupon Leander Texas School Distribution Bond on 10/27/2016 and the bond was called in full on 8/15/2024. The client alleges she was unaware the bond had a feature that would permit the bond to be called prior to maturity and she anticipated receiving $30,000.00 to assist her grandchildren with further education.

There are Recent Customer Complaints with Broker Annette Jensen in Firm Edward Jones

March 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Annette Jensen (Jensen), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Jensen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on January 19, 2025.

Client alleges financial advisor recommended radical account changes without advising of tax implications.

There are Recent Customer Complaints with Broker James Bowman in Firm Edward Jones

March 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Bowman (Bowman), previously associated with Edward Jones, has at least one disclosable event. These events include one tax lien, alleging that Bowman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on March 06, 2025.

Without admitting or denying the findings, Bowman consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony requested by FINRA in connection with its investigation into whether he personally reimbursed his customers for losses and fees in their accounts.

Broker Christopher Baker in Edward Jones Firm Has Customer Complaint

March 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Baker (Baker), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Baker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $4,613.10 on September 05, 2024.

Client alleges Financial Advisor sold stocks without authorization .

There are Recent Customer Complaints with Broker Jeremy Raverty in Firm Edward Jones

March 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Raverty (Raverty), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Raverty recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $526,510.05 on October 01, 2024.

Trustee of revocable trust alleges that Edward Jones improperly followed former trustee’s instructions to transfer funds from the trust to a brokerage account in her individual name without authorization or consent.