Edward Jones

Broker Marc Cobb in Edward Jones Firm Has Customer Complaint

April 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marc Cobb (Cobb), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Cobb recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on December 06, 2024.

The client alleges that they were not given all the options available on the VL policy.

There are Recent Customer Complaints with Broker Jerry Newman in Firm Edward Jones

April 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jerry Newman (Newman), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Newman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $18,701.18 on December 16, 2024.

The client alleges the FA failed to follow his instructions to invest deposited funds on 7/9/2024.

Broker Kevin Barth in Edward Jones Firm Has Customer Complaint

April 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Barth (Barth), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Barth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 13, 2025.

The client alleges unauthorized trades resulting in tax consequences.

There are Recent Customer Complaints with Broker William Tenpenny in Firm Edward Jones

April 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Tenpenny (Tenpenny), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Tenpenny recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,750,000.00 on February 10, 2025.

Attorney for client alleges a real estate transaction between client and financial advisor amounted to a fraudulent transaction, alleging the financial advisor induced the client to sell the property for a price below fair market value

There are Recent Customer Complaints with Broker Peter Gobis in Firm Edward Jones

April 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Gobis (Gobis), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Gobis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $108,000.00 on February 10, 2025.

The client alleges the financial advisor misrepresented the Protective VUL policy stating her obligation was complete with paying the initial premium to fund the policy.

Broker David Corry in Edward Jones Firm Has Customer Complaint

April 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Corry (Corry), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Corry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,220.00 on February 21, 2025.

Client alleges the financial advisor sold his Tesla shares without his authorization.

Broker Thomas Souza in Edward Jones Firm Has Customer Complaint

April 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Souza (Souza), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Souza recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,167.07 on February 26, 2025.

Claimant alleges registered representative did not adequately disclose federal tax withholding consequences associated with the transition of an IRA to an advisory account.

Broker Robert Tiegs in Edward Jones Firm Has Customer Complaint

April 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Tiegs (Tiegs), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Tiegs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on February 26, 2025.

The client alleges gains on exchanges were not offset by losses resulting in $10,000 additional taxes and impact to social security.

There are Recent Customer Complaints with Broker Melinda Woll in Firm Edward Jones

April 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Melinda Woll (Woll), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Woll recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 01, 2025.

The alleges unauthorized selling of GEV stock.

Broker Nancy Clark in Edward Jones Firm Has Customer Complaint

April 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nancy Clark (Clark), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Clark recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $24,432.00 on March 13, 2025.

The client alleges they were not informed of the tax consequences of selling Trane stock.