Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Devashish Shah (Shah), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shah recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on January 21, 2025.
Plaintiffs allege that in 2022, the FA provided inaccurate information regarding the amount of liquid assets in the Defendants’ accounts.
