Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Desmond James-jones (James-jones), previously associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one tax lien, alleging that James-jones recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on November 14, 2024.
Respondent James-Jones failed to respond to FINRA requests for information.
