Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dennis Haywood (Haywood), previously associated with Crown Capital Securities, L.p., has at least 2 disclosable events. These events include one customer complaint, one tax lien, alleging that Haywood recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on February 24, 2025.
Failed to timely amend u4 for a written complaint
