Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Sandeman (Sandeman), previously associated with Wedbush Securities Inc., has at least one disclosable event. These events include one customer complaint, alleging that Sandeman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $350,000.00 on October 01, 2024.
Losses in the ETF and ETN holdings
