Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Deborah Detray (Detray), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one tax lien, alleging that Detray recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on November 07, 2023.
MS. DeTray is alleged to have operated as a securities dealer without a license by selling securities in Ohio that were not properly registered with the Ohio Department of Commerce.
