Deborah Anderson

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Deborah Anderson (Anderson), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Anderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on December 24, 2024.

The customer alleges that in December 2018, the Registered Representative recommended and misrepresented an unsuitable, high-risk, illiquid investment and breached her fiduciary duty.

Previously financial advisor Deborah Anderson (Anderson), previously employed by brokerage firm LPL Financial LLC has been subject to at least 4 disclosable events. These events include 4 customer complaints. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint on February 28, 2024.

The customers allege that the Registered Representative recommended unsuitable investments and investment strategies in various illiquid alternative investments. No specific dates for the alleged activity were identified in the Statement of Claim.

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Broker Deborah Anderson in LPL Financial LLC Firm Has Customer Complaint

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