Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Strunc (Strunc), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Strunc recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on January 17, 2025.
Claimants generally allege negligent, improper conduct, breach of contract, breach of fiduciary duty, negligence, negligent supervision, and violations of Regulation BI.
