Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Karin (Karin), currently associated with Western International Securities, Inc., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Karin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on October 25, 2024.
Customer alleges that an investment recommendation was unsuitable and misleading.
