Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Dunn (Dunn), currently associated with Raymond James & Associates, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Dunn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,000,000.00 on January 15, 2025.
Financial elder abuse; unauthorized and unsuitable stock sales; failure to supervise and act. From 2016 to 2021.
