Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Boral (Boral), currently associated with D. Boral Capital, has at least one disclosable event. These events include one customer complaint, alleging that Boral recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on August 08, 2024.
Claimant seeks return of funds for IPO transaction that never took place in May of 2024.
