Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Hamlet (Hamlet), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hamlet recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $547,000.00 on December 24, 2024.
Client alleges that his signature was forged on December 5, 2023, placing him in a fixed annuity that he did not want.
