D.A. Davidson & Co

There are Recent Customer Complaints with Broker William Clary in Firm D.a. Davidson & CO.

April 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Clary (Clary), currently associated with D.a. Davidson & CO., has at least one disclosable event. These events include one customer complaint, alleging that Clary recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $281,085.40 on February 12, 2025.

Clients allege that Financial Advisor violated duties through inaction to prevent potential financial exploitation by unknown third parties. 9/3/2024 – 2/10/2025.

Broker Michael Campos in D.a. Davidson & Co. Firm Has Customer Complaint

March 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Campos (Campos), currently associated with D.a. Davidson & Co., has at least one disclosable event. These events include one customer complaint, alleging that Campos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $31,583.00 on September 05, 2024.

Recently appointed POA alleges that investments recommended by the advisor in September 2021 were unsuitable.

Broker Gregory Tucker Subject to Multiple Customer Complaints

July 31, 2017 | by Staff Attorney

The investment fraud lawyers of Gana Weinstein LLP are examining multiple customer disputes filed with the Financial Industry Regulatory Authority (FINRA) against broker Gregory Tucker. According to BrokerCheck, Tucker has a multitude of customer complaints mostly pertaining to unsuitability and misrepresentation.

In November 2016, a customer complaint was filed against Tucker alleging that the broker mishandled his client’s account during his employment at D.A Davidson & Co. Tucker allegedly made unsuitable and heavily concentrated recommendations. In addition, Tucker allegedly engaged in excessive trading in regards to the client’s account. The case is pending.

Another currently pending case against Tucker was filed in February 2016 for allegedly misrepresenting an investment product to his client. During the period of March 2009 through January 2016, Tucker allegedly made material and false representations of the municipal bonds that his client then bought. Additionally, the customer claims that Tucker allegedly made recommendations that were unsuitable and lacked diversity, which resulted in substantial portfolio loss for the client.