Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cynthia Whitman (Whitman), currently associated with Cutter & Company, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Whitman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $15,000.00 on December 05, 2024.
[REDACTED] disputes how the payment for divorce related consulting services provided by Ms Whitman, performed in November 2023, would be handled if/when [REDACTED] were to become a client.
