Creativeone Securities

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Roberts (Roberts), currently associated with Creativeone Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Roberts recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $650,000.00 on September 06, 2024.

Claimant claims an inappropriate investment strategy involving insurance was sold to him resulting in a loss. Everything was handled in accordance with company & industry standards. I am aggressively defending this dispute.

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker John Mickelson (Mickelson), currently associated with Creativeone Securities, LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Mickelson concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a pending customer complaint on January 21, 2025.

The Statement of Claim alleges RR recommended speculative alternative investments. Claimants allege RR recommended these investments for the purpose of generating high commissions and fees.

Articles Tagged with Creativeone Securities

Broker Mark Roberts in Creativeone Securities, LLC Firm Has Customer Complaint

Broker John Mickelson in Creativeone Securities, LLC Firm Has Customer Complaint