Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Revoir (Revoir), previously associated with Corecap Investments, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Revoir recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $220,000.00 on January 06, 2025.
The claimant alleges funds were withdrawn by the former Conservator of the account without a required court approval. The claimant states the custodian of fu\, permitted the former Conservator to make unauthorized withdrawals. The claimant acknowledges the custodian of funds was noti ed of the court restrictions. \, claimant alleges joint liability against Revoir. The claimant seeks compensation for the allegedly wrongfully withdrawn funds, including lost gains or interest, as w\, attorney fees and recovery of costs. This disclosure is not an admission or nding of any wrongdoing by or guilt of Revoir.
